Origin of SCC
With the advent of OTC Bulletin Board (OTC BB) companies becoming reporting
entities, and the requirements of Sarbanes-Oxley, a large number of publicly traded
companies have fallen off of the OTC Bulletin Board. Due to rapid changes in the Pink
Sheets, NASD, SEC and state rules and regulations, a need now exists for firms that
can help guide reporting companies through the ever changing and complex maze of
securities rules and regulations at the lowest cost. The purpose of Securities
Compliance Control (SCC) is to fill that need.
SCC distinguishes these needs and is designed to meet them. With our wealth of
experience to guide a public or private corporation's compliance through the constantly
changing arena of public reporting, SCC can help you deal with accounting, investor
relations, compliance, and legal issues at a minimum of time and expense.
We are sensitive to the financial status of our clients. Without sacrificing quality, SCC is
flexible with low fees, including plans and arrangements for a combination of cash and
stock in return for helping you keep your corporation compliant, healthy, and viable for
public trading and financial marketplaces.
Affiliations:
SOUTHERN CALIFORNIA INVESTORS ASSOCIATION (SCIA) Gold Sponsor
FRIEDLAND INVESTMENT EVENTS, LLC Sponsor
CINAPSYS CAPITAL CONFERENCE Sponsor
Our Staff is Committed to:
- Assisting your company and your counsel in preparing and filing all documents,
forms, reports and statements required by the NASD, the Securities and Exchange
Commission, national and foreign exchanges and other regulatory bodies. We can
also assist you in staying current with all filing requirements and in obtaining a trading
symbol.
- Assemble your company's information into a package of reference material useful for
the broker to submit and the NASD to review the application on Form 211. We will
review the sponsoring broker candidates with you and recommend and arrange an
introduction to a selected broker.
Optional Services Include:
- Follow-up surveillance to see that the broker is conducting itself in a manner
appropriate to maintain a listing.
- Aid in selecting a Transfer Agent and obtaining a CUSIP Number through
Standard and Poor's.
- Assisting your company in meeting Blue Sky requirements, and becoming DTC
qualified with current information listed on the S&P and Pink Sheets.
With the advent of OTC Bulletin Board (OTC BB) companies becoming reporting
entities, and the requirements of Sarbanes-Oxley, a large number of publicly traded
companies have fallen off of the OTC Bulletin Board. Due to rapid changes in the Pink
Sheets, NASD, SEC and state rules and regulations, a need now exists for firms that
can help guide reporting companies through the ever changing and complex maze of
securities rules and regulations at the lowest cost. The purpose of Securities
Compliance Control (SCC) is to fill that need.
SCC distinguishes these needs and is designed to meet them. With our wealth of
experience to guide a public or private corporation's compliance through the constantly
changing arena of public reporting, SCC can help you deal with accounting, investor
relations, compliance, and legal issues at a minimum of time and expense.
We are sensitive to the financial status of our clients. Without sacrificing quality, SCC is
flexible with low fees, including plans and arrangements for a combination of cash and
stock in return for helping you keep your corporation compliant, healthy, and viable for
public trading and financial marketplaces.
Affiliations:
SOUTHERN CALIFORNIA INVESTORS ASSOCIATION (SCIA) Gold Sponsor
FRIEDLAND INVESTMENT EVENTS, LLC Sponsor
CINAPSYS CAPITAL CONFERENCE Sponsor
Our Staff is Committed to:
- Assisting your company and your counsel in preparing and filing all documents,
forms, reports and statements required by the NASD, the Securities and Exchange
Commission, national and foreign exchanges and other regulatory bodies. We can
also assist you in staying current with all filing requirements and in obtaining a trading
symbol.
- Assemble your company's information into a package of reference material useful for
the broker to submit and the NASD to review the application on Form 211. We will
review the sponsoring broker candidates with you and recommend and arrange an
introduction to a selected broker.
Optional Services Include:
- Follow-up surveillance to see that the broker is conducting itself in a manner
appropriate to maintain a listing.
- Aid in selecting a Transfer Agent and obtaining a CUSIP Number through
Standard and Poor's.
- Assisting your company in meeting Blue Sky requirements, and becoming DTC
qualified with current information listed on the S&P and Pink Sheets.
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About Our Business
| Copyright 2007 Securities Compliance Control |
Securities
Compliance Control, LLC
Compliance Control, LLC
